Compliance Administrator Full Time

Responsibilities

• Respond to requests with knowledge of policies and client needs
• Process New Business, Trigger event packs, and CDD workflows
• Maintain and update compliance registers
• Monitor queries and raise breaches with Compliance and Risk Director
• Process closing files and assist with GDPR record destruction
• Complete regulatory filings and maintain company seals
• Review and update internal Policies and Procedures
• Assist with internal staff signatory lists and due diligence records
• Undertake projects and tasks as requested by Compliance Manager
• Demonstrate reliability, accuracy, and self-motivation
• Ensure courteous and accurate communication
• Seek self-development and learning opportunities

Requirements

• Minimum of 5 GSCEs, including Maths and English at C grade or above
• 1 year+ regulated financial services experience, ideally in compliance
• Good communication skills and relationship-building ability
• Effective organizational and planning skills
• Accuracy and attention to detail
• Proficient in relevant IT programmes

Benefits

• Competitive salary and benefits package
• Flexible working and focus on health and well-being
• Learning & Development programmes for career growth